Clearing trades executed by Quantitative Brokers remains simple for both clients and clearing brokers.
Quantitative Brokers is broker-neutral, meaning clients can clear with any bank they choose. We are already integrated with some of the largest clearing brokers/FCMs and are actively integrating with many more. This ensures that clients’ post-trade allocation and clearing relationships can remain the same. All commissions payable to QB are debited daily from your account with your clearing broker, who will then wire payments to us on a monthly schedule. It couldn’t be easier.
Allocations
Our infrastructure is designed to have no impact to your current allocations process. Pre-trade allocations may be assigned by sending orders to QB directly on behalf of your accounts via FIX. Post-trade allocations are still sent to your clearing broker, who will send the allocations to your additional FCMs.
Risk Management
We offer clearing brokers our own pre-trade risk controls application, providing an additional layer of security.
- Apply net position limits and trade size limits per instrument for each account
- Monitor and disable account activity in real-time
- Set email alerts when clients exceed limit thresholds
Compliance
We perform with the highest standards of integrity and security.
- QB is a CFTC-registered independent introducing broker and NFA member
- Long-term transaction data storage for a minimum of five years
- In house Know-Your-Customer identification process
- Strict Ethics and Operating procedures